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OSHA 1905.41

Summary decision procedures

Subpart D

13 Questions & Answers
10 Interpretations

Questions & Answers

Under 1905.41(a), what is a "summary decision" and when can a hearing examiner issue one?

A summary decision is an initial decision the hearing examiner may issue when no genuine issue of material fact has been raised. Under 1905.41(a) the examiner may decide the case without an evidentiary hearing if the record shows there is no real dispute about the important facts.

Under 1905.41(a)(1), how long after service does an initial decision automatically become final if no exceptions are filed?

An initial decision becomes final 20 days after service unless a party files written exceptions within that 20-day period. See 1905.41(a)(1).

Under 1905.41(a)(1), what happens when a party files timely exceptions to an initial decision?

If timely exceptions are filed, the hearing examiner sets a time for filing objections to those exceptions and any supporting reasons, and the Assistant Secretary considers the exceptions, supporting briefs, and any objections before issuing a final decision. This procedure is described in 1905.41(a)(1).

Under 1905.41(a)(2), what must an initial decision or final decision include?

An initial decision and any final decision must include findings and conclusions with the reasons or bases for them on all issues presented, and the terms and conditions of the rule or order made. See 1905.41(a)(2) and its subparts 1905.41(a)(2)(i) and 1905.41(a)(2)(ii).

Under 1905.41(a)(3), how must parties be notified of an initial decision and a final decision?

A copy of both the initial decision and any final decision must be served on each party. The service requirement is stated in 1905.41(a)(3).

Under 1905.41(b), when must the hearing examiner hold an evidentiary hearing?

The hearing examiner must set the case for an evidentiary hearing when a genuine material question of fact is raised; in any other case the examiner may also set a hearing at their discretion. This rule is in 1905.41(b) and such hearings follow the procedures in Subpart C of Part 1905 (1905).

Under 1905.41, what should a party demonstrate to persuade the hearing examiner that there is "no genuine issue of material fact"?

A party should show that the essential facts on which the decision turns are not in dispute so the hearing examiner can decide without further fact-finding. The standard for issuing a summary decision when no genuine issue of material fact is raised is set out in 1905.41(a).

Under Part 1905, can summary decision procedures be applied to requests for variances?

Yes, the summary decision procedures in Part 1905 can apply to variance proceedings where no genuine issue of material fact exists; the Part 1905 rules govern variance applications and decision procedures. See 1905 and note that OSHA's letters discussing variances refer parties to Part 1905 procedures (for example, see the letter about variances for carrying loads over people which references Part 1905 rules: 1999-03-24 variance letter).

Under Part 1905 and related letters of interpretation, what information should an applicant include in a variance application to meet Part 1905 expectations?

An applicant should explain how the proposed conditions, practices, methods, or processes will provide employment and places of employment that are as safe and healthful as those required by the standard from which a variance is sought. OSHA references this requirement in its variance guidance and letters discussing variance applications; see 1905 and the memorandum about a variance request which cites the need for this showing (for example, 1995-09-18 variance memorandum).

Under 1905.41(a)(2)(ii), what does it mean that a decision must state "the terms and conditions of the rule or order made"?

It means the decision must clearly list the specific requirements, obligations, or limitations imposed by the examiner's ruling so parties know exactly what is ordered or required. This content requirement is set out in 1905.41(a)(2)(ii).

Under 1905.41(b), if a genuine material question of fact is raised, can the hearing examiner ever avoid holding an evidentiary hearing?

No—when a genuine material question of fact is raised the examiner must set the case for an evidentiary hearing; the examiner has discretion to set a hearing in other cases but not when such a factual dispute exists. See 1905.41(b).

Under 1905.41(a)(1), what is the process for objections to exceptions once exceptions are filed?

If exceptions to an initial decision are filed, the hearing examiner fixes a time for any party to file objections to those exceptions and any supporting reasons; the Assistant Secretary then reviews exceptions, briefs, and objections before issuing a final decision. See 1905.41(a)(1).

Under 1905.41, can an initial decision become final without further review by the Assistant Secretary?

Yes—if no party files written exceptions within 20 days after service of the initial decision, the initial decision becomes final without further review, per 1905.41(a)(1).