Under 1980.103(a), who may file a retaliation complaint under the Sarbanes-Oxley procedures?
An employee who believes they were retaliated against may file a complaint, or have one filed on their behalf. See 1980.103(a).
- This means the person who experienced the alleged retaliation is the protected filer.
- A representative (for example, an attorney, union rep, or family member) may file the complaint for the employee, since the regulation explicitly allows a complaint to be filed on the employee’s behalf.