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OSHA 2200.30

Pleading and document requirements

20 Questions & Answers
1 Interpretations

Questions & Answers

Under 2200.30(a), what are the required formatting rules for pleadings and other documents?

Pleadings and other documents must be typewritten, double-spaced, use at least 12‑point text and 11‑point footnotes, be on 8½×11 opaque paper with 1½‑inch margins, and fastened at the upper left without staples in accordance with 2200.30(a).

  • Use letter size (8½×11) opaque paper.
  • Main text: minimum 12‑point type; footnotes: minimum 11‑point type.
  • Double space the text.
  • All margins must be 1½ inches.
  • Fasten (e.g., with a clip) at the upper left corner; do not use staples.

Under 2200.30(b), how should allegations or responses in a pleading be written?

Allegations or responses must be simple, concise, and direct as required by 2200.30(b).

  • Use plain language and short sentences.
  • Avoid compound paragraphs that mix multiple issues.
  • Be specific about facts or legal positions rather than vague assertions.

Under 2200.30(c), how should claims and responses be organized within a pleading?

Each allegation or response must be in a separate, numbered paragraph and limited to a single set of circumstances where practicable, per 2200.30(c).

  • Number paragraphs consecutively.
  • Keep paragraphs focused — one factual or legal point per paragraph when possible.
  • This makes referencing, admitting, or denying specific allegations easier.

Under 2200.30(d), can I adopt statements from one pleading in another pleading or motion?

Yes — statements in a pleading may be adopted by reference in the same or another pleading or in any motion, and any written instrument attached as an exhibit is part of the pleading for all purposes, under 2200.30(d).

  • When you adopt by reference, identify clearly which paragraph(s) or exhibit you are adopting.
  • Attach the written instrument as an exhibit; the exhibit is treated as part of the pleading.

Under 2200.30(e), may a party plead alternative or inconsistent claims or defenses?

Yes — a party may set forth two or more statements of a claim or defense alternatively or hypothetically, and may state as many separate claims or defenses as it has regardless of consistency, as described in 2200.30(e).

  • If one alternative would be sufficient on its own, the pleading is not insufficient because another alternative fails.
  • All such statements must comply with the signature requirements in 2200.32.

Under 2200.30(f), what must every pleading, motion, or other document contain?

Every pleading, motion, or other document must contain a caption that complies with 2200.31 and a signature that complies with 2200.32; motions must also conform to 2200.40 as required by 2200.30(f).

  • Check 2200.31 for caption contents (case name, docket number, etc.).
  • Verify signature form and certificate of service under 2200.32.

Under 2200.30(g), does pleading a matter affirmatively decide who has the burden of persuasion?

No — by pleading a matter affirmatively a party does not waive the right to argue that the burden of persuasion on that matter is on another party, according to 2200.30(g).

  • The pleading rules do not determine which party ultimately bears the burden of persuasion.
  • You can plead a defense or claim and still argue allocation of the burden of proof at hearing.

Under 2200.30(h), what can the Commission or Judge do if a pleading or motion doesn't meet the rules?

The Commission or the Judge may refuse for filing any pleading or motion that does not comply with the pleading rules in this subpart, per 2200.30(h).

  • Noncompliant documents risk not being accepted into the record.
  • To avoid refusal, follow the formatting, caption, signature, and content rules in 2200.30 and related sections.

Under 2200.31, what information should the caption of a pleading include?

The caption of a pleading must include the case caption information as required by 2200.31.

  • Include the names of the parties, docket or case number, the title of the document (e.g., "Answer" or "Motion to Dismiss"), and the name of the tribunal or Judge handling the case.
  • Make the caption clear so the document can be identified and placed in the correct file.

Under 2200.32, what are the signature and certificate of service requirements for pleadings?

Every pleading must be signed and include a certificate of service that complies with the signature rules in 2200.32.

  • The signature certifies that the signer is authorized and that the pleading is not for improper purposes.
  • Include a certificate stating how and when opposing parties were served (mail, hand-delivery, electronic service if permitted).

Under 2200.40, what special form and content rules apply to motions?

Motions must follow the form and content requirements set out in 2200.40 and comply with the caption and signature rules of 2200.31 and 2200.32, as required by 2200.30(f).

  • State the specific relief sought and the legal basis for the motion.
  • Attach supporting evidence or exhibits and indicate whether opposing counsel consents or objects.

Under 2200.30(a), are exhibits required to follow the same formatting (type size, double spacing) as pleadings?

No — the specific formatting rules in 2200.30(a) apply to pleadings and other documents "other than exhibits," so exhibits may be submitted in their native form but should still be legible and clearly identified.

  • Attach each exhibit clearly and reference it in the pleading.
  • Remember that a written instrument attached as an exhibit becomes part of the pleading under 2200.30(d).

Under 2200.30(d), if I attach a contract as an exhibit to a pleading, is that contract treated as part of the pleading?

Yes — a copy of any written instrument attached as an exhibit to a pleading is considered part of the pleading for all purposes pursuant to 2200.30(d).

  • Treat attached instruments as if their contents were pleaded in the body of the document.
  • Clearly identify the exhibit and cite the relevant paragraphs that adopt it by reference.

Under 2200.30(e), does filing inconsistent defenses risk sanctions or make the pleading improper?

No — stating inconsistent claims or defenses is permitted; a party may assert as many claims or defenses as it has regardless of consistency, under 2200.30(e).

  • This rule permits alternative or hypothetical pleadings.
  • However, the signer must still meet the certification and truthfulness obligations in 2200.32, and frivolous or bad-faith filings can be subject to sanction.

Regarding document fastening under 2200.30(a), how should I bind my pleading before filing?

Pleadings and other documents must be fastened at the upper left corner without using staples, as required by 2200.30(a).

  • Use a binder clip, paper clip, or similar non‑staple fastener.
  • Ensure pages are in order and securely attached so nothing separates during handling.

Under 2200.30(h), if a Judge refuses to file a noncompliant pleading, does the regulation require they provide the reasons?

The regulation states the Commission or Judge may refuse for filing any pleading or motion that does not comply with the rules, but it does not specify that reasons must be provided in the text of 2200.30(h).

  • Best practice: request clarification from the tribunal if a filing is refused to learn what to correct.
  • Ensure compliance with formatting, caption, and signature rules to avoid refusal.

Under 2200.30(a), what are the minimum type sizes for main text and footnotes?

The minimum type sizes are 12‑point for main text and 11‑point for footnotes, as stated in 2200.30(a).

  • Using smaller type risks noncompliance and possible refusal for filing under 2200.30(h).

Under 2200.30(f), how do I ensure my motion conforms with 2200.40?

To ensure a motion conforms, include the required caption and signature, state the specific relief requested with legal grounds, and follow any procedural steps or timing rules found in 2200.40 and the caption/signature requirements of 2200.31–2200.32.

  • Attach supporting evidence and cite authority.
  • Indicate whether opposing counsel has been consulted or whether the motion is opposed, if applicable.

Under 2200.30(d), how should I reference an adopted portion of another pleading within my current pleading?

You should explicitly identify and adopt the specific paragraph numbers or exhibit titles you are incorporating by reference, because statements may be adopted by reference under 2200.30(d).

  • For clarity, write: "Paragraph X of Plaintiff’s Complaint is adopted herein by reference."
  • Attach the referenced document or exhibit (copies) so the adopted material is readily available in the record.

Can OSHA post settlement agreements and are they always confidential, per the OSHA letter of interpretation?

OSHA may post major settlement agreements on its website, and most settlement agreements are public information subject to FOIA; they are not automatically kept confidential, as explained in the OSHA letter of interpretation at https://www.osha.gov/laws-regs/standardinterpretations/2004-09-27-0.

  • The letter states that most settlement agreements are not put on the OSHA website but remain subject to disclosure under the Freedom of Information Act.
  • Some major agreements are posted publicly, and settlement agreements are generally treated as public records consistent with FOIA, not as automatically confidential.

Letters of Interpretation (1)