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OSHA 2400.1

Privacy Act implementation procedures

12 Questions & Answers

Questions & Answers

Under 2400.1, what is the purpose and scope of this part of the regulations?

The purpose of this part is to provide procedures to implement the Privacy Act of 1974 for records maintained by the Occupational Safety and Health Review Commission (OSHRC). Requirement in 2400.1 explicitly states that these procedures apply to records maintained by the Commission and to systems of records operated by an entity on behalf of OSHRC pursuant to a contract to accomplish an agency function.

Under 2400.1, which agency's records are covered by these Privacy Act procedures?

These procedures cover records that are maintained by the Occupational Safety and Health Review Commission (OSHRC). Requirement in 2400.1 limits applicability to records maintained by the Commission (including contract-operated systems of records run on behalf of OSHRC).

Under 2400.1, are systems of records operated by contractors on behalf of OSHRC covered by these procedures?

Yes — systems of records run by contractors on behalf of OSHRC are covered when they operate the records pursuant to a contract to accomplish an agency function. Requirement in 2400.1 states that the part "includes all systems of records operated by an entity on behalf of OSHRC, pursuant to a contract, to accomplish an agency function."

Under 2400.1, are contractors who are consumer reporting agencies treated the same as other contractors?

No — contractors that qualify as consumer reporting agencies are excluded from coverage when a record is disclosed to them under 31 U.S.C. 3711(e). Requirement in 2400.1 specifically says such contractors do not include any consumer reporting agency to which a record is disclosed under 31 U.S.C. 3711(e).

Under 2400.1, does this part change how discovery is handled in adversary proceedings before the Commission?

No — this part does not affect discovery in adversary proceedings before the Commission. Requirement in 2400.1 explains that discovery is governed by the Commission’s Rules of Procedure in 29 CFR part 2200, subpart D, not by these Privacy Act procedures.

Under 2400.1, when does a contractor operating a records system become subject to the Commission’s Privacy Act procedures?

A contractor becomes subject when it operates a system of records on behalf of OSHRC pursuant to a contract to accomplish an agency function. Requirement in 2400.1 makes contractor-operated systems part of the scope when they are operated under such contracts.

Under 2400.1, if OSHRC hires a cloud provider to store Commission records, are those cloud records covered by this part?

Yes — cloud-hosted records are covered if the cloud provider is operating a system of records on behalf of OSHRC under a contract to accomplish an agency function. Requirement in 2400.1 includes all systems of records operated by an entity on behalf of OSHRC pursuant to a contract.

Under 2400.1, does this part apply to records maintained by agencies other than OSHRC?

No — the part applies only to records maintained by the Occupational Safety and Health Review Commission. Requirement in 2400.1 clearly limits applicability to records that are maintained by the Commission.

Under 2400.1, where can I find the official procedures that implement the Privacy Act for OSHRC?

The official procedures are contained in Part 2400 of the regulations; see the section titled "Purpose and scope" for the applicability rules. Part 2400 and 2400.1 provide the governing statement about which records and systems are covered.

Under 2400.1, does the part override the Commission’s Rules of Procedure for discovery matters?

No — the part does not override the Commission’s discovery rules. Requirement in 2400.1 states this part does not affect discovery in adversary proceedings; discovery remains governed by the Commission’s Rules of Procedure in 29 CFR part 2200, subpart D.

Under 2400.1, what legal authority is being implemented by these procedures?

These procedures implement the Privacy Act of 1974 (5 U.S.C. 552a) for records maintained by OSHRC. Requirement in 2400.1 states the part provides procedures to implement the Privacy Act of 1974.

Under 2400.1, if a vendor receives Commission records solely to perform billing or debt collection under 31 U.S.C. 3711(e), are those records covered by this part?

No — if the vendor is a consumer reporting agency receiving records under 31 U.S.C. 3711(e), the vendor is not treated as a contractor covered by this part. Requirement in 2400.1 explicitly excludes such consumer reporting agencies from the definition of contractors covered by the part.