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OSHA 2400.4

Requesting access to personal records

21 Questions & Answers

Questions & Answers

Under 2400.4(a)(1), how do I submit a Privacy Act request for notification or access to my personal record?

You must submit a written request either in person or by mail to the Privacy Officer at the OSHRC address listed in 2400.4(a).

  • If you prefer, you may submit the request to the FOIA Disclosure Officer following the FOIA procedures in 2201.5(a); just be sure to identify it as a "Privacy Act Request" so it will be forwarded to the Privacy Officer.
  • Include clear contact information so the agency can respond.

Under 2400.4(a)(2), what must a notification request say about which system of records to check?

A notification request must specify the exact system of records you want checked, using the agency’s system-of-records notices published in the Federal Register as the reference, as required by 2400.4(a)(2).

  • If you do not know the exact system name, give as much detail as possible (program name, time frame, types of records) to help the Privacy Officer locate the correct system.

Under 2400.4(a)(3), what specific details must I include in a request to access my personal record?

You must describe the nature of the record sought, the approximate dates covered, and the system of records where you believe it is kept; also state whether you want to review the record in person or receive a copy by mail, per 2400.4(a)(3).

  • If your description is insufficient to find the record, you will be promptly told what additional information is needed.

Under 2400.4(c)(1), what identification should I bring if I want to review my record in person?

If you review in person, you should, if possible, present a government-issued photo ID such as a passport or driver’s license as specified in 2400.4(c)(1).

  • Bringing a current photo ID helps speed identity verification and access to your records.

Under 2400.4(c)(2), what identification must I provide if I request a copy of my record by mail?

If requesting a record by mail, you should, if possible, provide your signature, address, date of birth, place of birth, and a photocopy of a government-issued photo ID (for example, a passport or driver’s license) as required by 2400.4(c)(2).

  • These items let the Privacy Officer confirm your identity without an in-person visit.

Under 2400.4(c)(3), what can I do if I cannot provide the identity documents listed in paragraphs (c)(1) and (c)(2)?

If you cannot provide the listed identity documents, you may submit a sworn declaration under 28 U.S.C. 1746 affirming your identity and acknowledging penalties for false statements under 18 U.S.C. 1001, as allowed in 2400.4(c)(3).

  • Use the exact statutory declaration language required by 28 U.S.C. 1746 and sign it under penalty of perjury.

Under 2400.4(d), what documentary proof is required for a parent or guardian requesting records for a minor or incompetent person?

A parent or guardian must establish both their own identity and the identity of the minor or incompetent person (as required in paragraph (c)) and show parentage or guardianship by furnishing a birth certificate showing parentage or a court order establishing guardianship, according to 2400.4(d).

  • If you have a legal guardianship order, include a certified copy; if relying on birth certificate, include a copy that shows parentage.

Under 2400.4(e) and related provisions, can I bring someone with me when I review my record in person and what must we do?

Yes — you may be accompanied by another person of your choosing when you review your record in person, and both you and the accompanying person must sign the OSHRC form authorizing discussion of the record in that person's presence as described in 2400.4(e) and the accompanying signature requirement discussed in 2400.4(f).

  • If you want someone else to review the record in your place, follow the agency’s identity and authorization procedures described in 2400.4(f)(2)(iv).

Under 2400.4(f)(1), what happens if it is impracticable to provide a copy of my record?

If it is impracticable to provide a copy, the Privacy Officer will notify you of that fact and inform you of the alternative procedures for reviewing the record described in 2400.4(c), as stated in 2400.4(f)(1)(i).

  • The notice should explain why a copy cannot be provided and how you can inspect the record in person if appropriate.

Under 2400.4(f)(1)(ii), what if the cost of providing a copy is higher than I expected?

If the Privacy Officer believes the copying cost is considerably higher than you anticipated, they must notify you of the estimated cost and ask whether you still want the copy, as required by 2400.4(f)(1)(ii).

  • You can then confirm you still want the copy or withdraw/modify your request based on the cost estimate.

Under 2400.4(f)(2), what written information will I receive if I am asked to review my record in person?

You will be told in writing the date the record will be available, the location and hours for inspection, the identity verification requirements, your right to be accompanied by someone, and your right to have another person review the record, as required by 2400.4(f)(2).

Under 2400.4(f)(3), may I take a personal record off OSHRC premises after reviewing it?

No — if you inspect the record without receiving a copy, you are not allowed to leave OSHRC premises with the record and must sign a statement identifying the specific record or category reviewed, as required by 2400.4(f)(3).

  • If you need a copy to take away, request a mailed copy in your original access request so the agency can consider producing one.

Under 2400.4, how long will it take the Privacy Officer to respond after receiving my Privacy Act request?

The Privacy Officer must respond no later than 10 working days after receipt of your request, as stated in 2400.4.

  • If the agency needs more information to identify the record, you should be promptly informed of what is needed; otherwise, expect a decision or notice within the 10 working-day period.

Under 2400.4(g), what happens if my written request to review a personal record is denied?

A denial will be sent to you in writing, signed by the Privacy Officer, and will explain the reasons for the denial and your rights to administrative appeal and later judicial review in U.S. district court, as required by 2400.4(g).

  • Denials may be issued if the record does not exist, does not contain personal information about you, or is exempt from disclosure.

Under 2400.4(a), how should I label my request to ensure it is handled as a Privacy Act request rather than a FOIA request?

You should clearly identify your submission as a "Privacy Act Request" so that, if it is received by the FOIA Disclosure Officer, it will be forwarded to the Privacy Officer for processing as described in 2400.4(a).

  • Failure to mark it may delay processing if the FOIA office treats it under FOIA procedures instead of the Privacy Act path.

Under 2400.4(f)(2)(iv), what does it mean that I have the 'right to have another individual review the record'?

It means you may authorize another person to review the record on your behalf, but the agency will require appropriate identity and authorization documentation and will follow the procedures described in 2400.4(f)(2)(iv).

  • Expect to present signed authorization and identity documents for both you and the person reviewing the record, consistent with the identity-verification rules in 2400.4(c).

Under 2400.4(c)(2), are there specific examples of acceptable government-issued photo ID for mail requests?

Yes — acceptable examples include a passport or a driver’s license, which are specifically cited in 2400.4(c)(2).

  • If you cannot provide those exact documents, consider the sworn declaration option in 2400.4(c)(3).

Under 2400.4(f)(1), what should I expect if I asked for a mailed copy but the agency says providing a copy is impracticable?

If producing a mailed copy is impracticable, the Privacy Officer will notify you and explain the alternative procedures for reviewing the record (for example, an in-person review and identity verification), as described in 2400.4(f)(1)(i).

  • The notice will explain why a copy cannot be given and how you can otherwise access the information.

Under 2400.4(f)(1)(ii), if the agency estimates a high copying cost, do I have to pay before receiving the records?

The Privacy Officer will notify you of the estimated copying cost and must ascertain whether you still want the copy; the regulation requires your informed decision before proceeding, per 2400.4(f)(1)(ii).

  • The agency’s notice should explain payment procedures or give you an opportunity to modify or withdraw the request based on cost.

Under 2400.4(d), what if I am a temporary guardian — will a temporary guardianship document suffice to request records for someone else?

You must establish guardianship with a court order or equivalent legal documentation; a temporary guardianship document that is court-issued should satisfy the requirement in 2400.4(d).

  • Provide a certified copy of the court order or official document establishing your temporary guardianship along with identity verification for both parties as required in 2400.4(c).

Under 2400.4, what reasons might the Privacy Officer give for denying my request to review a personal record?

The Privacy Officer will deny a request in writing if the requested record does not exist, does not contain personal information about you, or is exempt from disclosure, and the denial will explain the determining factors as required by 2400.4(g).

  • The written denial must also explain your rights to administrative appeal and judicial review.